On 21/05/2013,
you requested for the version in force on 21/05/2013
incorporating all amendments published on or before 21/05/2013.
The closest version currently available is that of 28/03/2013.
10.
—(1) For the purposes of section 19 of the Act, an approved exchange shall submit to the Authority —
(a)
within 3 months after the end of its financial year or such longer period as the Authority may permit, a copy of its —
(i)
annual report and directors’ report prepared in accordance with the provisions of the Companies Act (Cap. 50); and
(ii)
auditors’ long form report;
(b)
within 45 days after the end of each of the first 3 quarters of its financial year or such longer period as the Authority may permit, a copy of its —
(i)
profit and loss accounts; and
(ii)
balance-sheet,
for the preceding quarter, in such form as may be approved by the Authority;
(c)
within 3 months after the end of its financial year or such longer period as the Authority may permit, a report on how the approved exchange has discharged its responsibilities under the Act and these Regulations during that financial year;
(d)
within 5 months after the end of its financial year or such longer period as the Authority may permit, a copy of the balance-sheet of the fidelity fund of the approved exchange prepared in accordance with section 180 of the Act;
(e)
where the approved exchange is operating a securities market —
(i)
Form 6 within 10 business days from the end of each month;
(ii)
Form 7 within 10 business days from the end of each quarter of a year;
(f)
where the approved exchange is operating a futures market, Form 8 within 10 business days from the end of each month;
(g)
a report relating to the business of the approved exchange, at such time or on such periodic basis as may be specified by the Authority; and
(h)
such other report as the Authority may require for the proper administration of the Act, at such time or on such periodic basis as may be required by the Authority.
(2) The auditors’ long form report referred to in paragraph (1)(a)(ii) shall include the findings and recommendations of the auditors, if any, on —
(a)
the internal controls of the approved exchange; and