On 24/05/2013,
you requested for the version in force on 24/05/2013
incorporating all amendments published on or before 24/05/2013.
The closest version currently available is that of 01/04/2006.
Duty not to furnish false statements to securities exchange, futures exchange, designated clearing house and Securities Industry Council
330.
—(1) Any person who, with intent to deceive, makes or furnishes, or knowingly and wilfully authorises or permits the making or furnishing of, any false or misleading statement or report to a securities exchange, futures exchange, designated clearing house or any officers thereof relating to —
(a)
dealing in securities, trading in futures contracts, foreign exchange trading or leveraged foreign exchange trading;
(b)
the enforcement of the business rules of a securities exchange, futures exchange or a designated clearing house or the listing rules of a securities exchange;
(c)
the affairs of an entity or a business trust;
(d)
a collective investment scheme;
(e)
the affairs of the trustee-manager of a registered business trust; or
(f)
a registered business trust which is managed and operated by the trustee-manager of the registered business trust,
shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $50,000 or to imprisonment for a term not exceeding 2 years or to both.
[31/2004; 1/2005]
(2) Any person who, with intent to deceive, makes or furnishes or knowingly and wilfully authorises or permits the making or furnishing of, any false or misleading statement or report to the Securities Industry Council or any of its officers, relating to any matter or thing required by the Securities Industry Council in the exercise of its functions under this Act shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $50,000 or to imprisonment for a term not exceeding 2 years or to both.
(3) In subsection (1)(c), the reference to affairs of an entity or a business trust shall —
(a)
in the case of an entity which is a corporation, be construed as including a reference to the matters referred to in section 2(2); and
(b)
in the case of —
(i)
an entity which is not a corporation; or
(ii)
a business trust,
be construed as a reference to such matters as may be prescribed by the Authority.
[1/2005]
[SIA, s. 109; FTA, s. 55]