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Contents

Long Title

Part I PRELIMINARY

Part II FUTURES EXCHANGE AND CLEARING HOUSE AND ACCEPTANCE OF FORM OF CONTRACTS

Part III LICENCES

Part IV ACCOUNTS AND AUDIT

Part V CONDUCT OF FUTURES BUSINESS

Part VI POWERS OF AUTHORITY

Part VII FIDELITY FUNDS

Part VIII OFFENCES

Part IX MISCELLANEOUS

Legislative History

 
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On 19/06/2013, you requested for the version in force on 19/06/2013 incorporating all amendments published on or before 19/06/2013. The closest version currently available is that of 27/12/1996.
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Register of licence holders
19.
—(1)  The Authority shall keep in such form as it thinks fit a register of the holders of current licences specifying —
(a)
in relation to each holder of a futures broker’s licence, futures trading adviser’s licence or futures pool operator’s licence —
(i)
his name;
(ii)
the address of the principal place of business at which he carries on the business in respect of which the licence is held; and
(iii)
where the business is carried on under a name or style other than the name of the holder of the licence, the name or style under which the business is carried on; and
(b)
in relation to each holder of a representative’s licence —
(i)
his name;
(ii)
the name of the futures broker, futures trading adviser or futures pool operator in relation to whom the licence was issued; and
(iii)
where the business of that futures broker, futures trading adviser or futures pool operator is carried on under a name or style, other than the name of the futures broker, futures trading adviser or futures pool operator, the name or style under which that business is carried on.
(2)  Any person may, upon payment of the prescribed fee, inspect and take extracts from the register kept under subsection (1) and any such extract, purporting to be signed by the Authority, shall be admissible as evidence in any legal proceedings.