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Contents  

Long Title

Part I PRELIMINARY

Part II LICENSING OF FINANCIAL ADVISERS AND THEIR REPRESENTATIVES

Part III CONDUCT OF BUSINESS

Division 1 — General

Division 2 — Life Insurance

Division 3 — Securities

Division 4 — Register of Interests in Securities

Part IV ACCOUNTS AND AUDIT

Division 1 — Accounts

Division 2 — Audit

Part V POWERS OF AUTHORITY

Part VI SUPERVISION AND INVESTIGATION

Division 1 — General

Division 2 — Inspection Powers of Authority

Division 3 — Investigative Powers of Authority

Part VII ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES

Part VIII OFFENCES

Part IX APPEALS

Part X MISCELLANEOUS

FIRST SCHEDULE Excluded Financial Advisers

SECOND SCHEDULE Types of Financial Advisory Service

THIRD SCHEDULE Specified Provisions

Legislative Source Key

Legislative History

Comparative Table

 
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On 13/12/2017, you requested the version as published on or before 13/12/2017.
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LEGISLATIVE SOURCE KEY

Financial Advisers Act
Unless otherwise stated, the abbreviations used in the references to other Acts and statutory provisions are references to the following Acts and statutory provisions. The references are provided for convenience and are not part of the Act:
Aust. Corporations 2001
:
Australia, Corporations Act 2001 (No. 50, 2001) as amended by the Australian Financial Services Reform Bill 2001
ASIC 2001
:
Australia, Australian Securities and Investment Commission Act 2001
HK SF Bill
:
Hong Kong, Securities and Futures Bill (Gazette published on 24 November 2000, Legal Supplement No. 3)
UK FSMA 2000
:
United Kingdom, Financial Services and Markets Act 2000 (Chapter c. 8)
BA
:
Singapore, Banking Act (Chapter 19, 1999 Revised Edition)
FTA
:
Singapore, Futures Trading Act (Chapter 116, 1996 Revised Edition — repealed)
Insurance Intermediaries
:
Singapore, Insurance Intermediaries Act (Chapter 142A, 2000 Revised Edition — repealed)
SF Bill
:
Singapore, Securities and Futures Bill (Bill 33/2001)
SIA
:
Singapore, Securities Industry Act (Chapter 289, 1985 Revised Edition — repealed)
SIR
:
Singapore, Securities Industry Regulations (Cap. 289, Rg. 1)