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Contents

Long Title

Part I PRELIMINARY

Part II LICENSING OF FINANCIAL ADVISERS AND THEIR REPRESENTATIVES

Part III CONDUCT OF BUSINESS

Division 1 — General

Division 2 — Life Insurance

Division 3 — Securities

Division 4 — Register of Interests in Securities

Part IV ACCOUNTS AND AUDIT

Division 1 — Accounts

Division 2 — Audit

Part V POWERS OF AUTHORITY

Part VI SUPERVISION AND INVESTIGATION

Division 1 — General

Division 2 — Inspection Powers of Authority

Division 3 — Investigative Powers of Authority

Part VII ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES

Part VIII OFFENCES

Part IX APPEALS

Part X MISCELLANEOUS

FIRST SCHEDULE Excluded Financial Advisers

SECOND SCHEDULE Types of Financial Advisory Service

THIRD SCHEDULE Specified Provisions

Legislative Source Key

Legislative History

Comparative Table

 
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On 24/05/2013, you requested for the version in force on 24/05/2013 incorporating all amendments published on or before 24/05/2013. The closest version currently available is that of 31/03/2007.
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COMPARATIVE TABLE

Financial Advisers Act

The following provisions in the Financial Advisers Act 2001 (Act 43 of 2001) were renumbered by the Law Revision Commissioners in the 2002 Revised Edition.

This Comparative Table is provided for the convenience of users. It is not part of the Financial Advisers Act.

2002 Ed.
 
Act 43 of 2001
64—(2) and (3)
 
64—(2)
(4)
 
(3)
(5)
 
(4)
(6)
 
(5)
(7)
 
(6)
(8)
 
(7)
105
 
106