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Contents

Long Title

Enacting Formula

Part I PRELIMINARY

Part II LICENsing of financial advisers and their representativeS

Part III CONDUCT OF BUSINESS

Division 1 — General

Division 2 — Life Insurance

Division 3 — Securities

Division 4 — Register of Interests in Securities

Part IV ACCOUNTS AND AUDIT

Division 1 — Accounts

Division 2 — Audit

Part V POWERS OF AUTHORITY

Part VI supervision and investigation

Division 1 — General

Division 2 — Inspection Powers of Authority

Division 3 — Investigative Powers of Authority

Part VII ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES

Part VIII OFFENCES

Part IX APPEALS

Part X MISCELLANEOUS

FIRST SCHEDULE Excluded Financial Advisers

SECOND SCHEDULE types of financial advisory service

 
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Related Subsidiary Legislation | Amendment Annotation off
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On 23/05/2013, you requested for the version in force on 23/05/2013 incorporating all amendments published on or before 23/05/2013. The closest version currently available is that of 03/12/2001.
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REVISED EDITION 2001
(31st December 2001)
An Act to regulate financial advisers and their representatives, and to repeal the Insurance Intermediaries Act (Chapter 142A of the 2000 Revised Edition).